Compliance Associate Job at Atlantic Group, New York, NY

eS9sbklaajI1ejdEY016ZXB5R0JjWUhtWFE9PQ==
  • Atlantic Group
  • New York, NY

Job Description

Location: Midtown Manhattan

Compensation: $130k-$170k + Bonus

Responsibilities:

  • Oversee employee personal trade reviews, certifications, and gift/entertainment requests.
  • Assist with preparation and submission of filings, including foreign ownership disclosures.
  • Facilitate compliance training for employees and ensure seamless onboarding for new hires.
  • Approve, log, and monitor expert network calls to maintain compliance standards.
  • Research, resolve, and escalate compliance issues with actionable recommendations.
  • Serve as a point of contact for third party service provider due diligence
  • Facilitate AML/KYC due diligence, screening, and reporting, ensuring adherence to all relevant laws and regulations.
  • Monitor emerging and evolving regulatory requirements related to Environmental, Social, and Governance (ESG) and other relevant sustainability or impact-related disclosures

Qualifications:

  • 2-6 years of experience in in-house legal and/or compliance department
  • Knowledge of the Investment Advisers Act of 1940 and its related rules and regulations, as well as broad knowledge of financial industry compliance programs
  • Strong time management, planning and organizational skills.
  • Ability to work independently but also collaborate in a team-oriented, cross functional and fast paced environment.
  • Strong communication skills.

#44181

Job Tags

Similar Jobs

Insight Global

Maintenance Technician Job at Insight Global

 ...C Shift (6 PM-6 AM) Fri-Sun Compensation: ~ Base: $39.53/HR Requirements: ~3-5+ years of experience in industrial maintenance ~ Extensive experience troubleshooting electro-mechanical equipment, and doing change-overs ~ Experience performing both preventative... 

Midland-Marvel Recruiters, LLC

Nurse Director Med/Surg Job at Midland-Marvel Recruiters, LLC

 ...Smaller community hospital looking to bring on Nurse Director Med/Surg! Under the direction of the Chief Nursing Officer, the Director of Med Surg has 24-hour responsibility for the effective implementation of the philosophy, goals, policies, and procedures of the hospital... 

Guild Capital

Personal Assistant Job at Guild Capital

 ...them in developing high-growth strategies, architecting high-performance teams, and raising capital for future growth. The Personal Assistant role and responsibilities We are seeking an exceptional Personal Assistant to provide essential support to Guilds... 

Where Food Comes From, Inc.

Onsite Summer Intern - HR & Accounting Job at Where Food Comes From, Inc.

 ...office supplies, weighing up to 35 pounds Working Conditions: Castle Rock, CO office Some travel required (~5%) Internships are temporary with a start and end date each semester Additionally, due to the nature of the information handled within this... 

Insight Global

Ceiling Installer Job at Insight Global

JOB DESCRIPTION: An engineering client is seeking to hire an Acoustical Ceiling Installer who is responsible for installing ceiling grid and tile systems on commercial and government projects. This role requires experience with ceiling layout, grid installation, blueprint...